Final Report: 2023 Independent Electoral Review

This report acknowledges the Spare Vote and make very positive comments about it.

The final report was released by the new Minister of Justice Paul Goldsmith on 16 January 2024.


The main electoral system recommendations from this review report
included:
● Removing the one-seat threshold. This would mean that only
parties passing the party vote threshold could win list seats.
● Lowering the party vote threshold to 3.5%
● Changing the overhang rule to grant overhang seats, and to reduce
the number of list seats by the same amount, so leaving the number of seats unchanged.
● Fix the district/list seat ratio at 60:40 plus one list seat if necessary so as to always have an odd number of seats in parliament

I support the fixing of the 60:40 ratio.

But I fear that the other changes I’ve noted will replace existing problems with new ones.


The idea of the spare vote (second choice of party vote) was
acknowledged by the following paragraphs:


4.34 Some submitters advocated strongly for second-choice voting to be introduced for the party vote (that is, an optional “back up” vote for another party if your first choice vote did not pass the threshold), whether the threshold is lowered or not. They differentiated this idea from a full preferential voting system and noted it may improve voter participation rates, support sincere voting rather than tactical voting, reduce the proportion of votes that go to parties that cross neither threshold, reduce barriers for small and newly established parties, and only require a simple change to the ballot paper.

Then later:

4.58 Full preferential voting would allow voters to rank their preferred parties or candidates (for example, they could select a first, second, and third choice). If a voter’s first choice did not succeed, their vote would transfer to their next ranked party or candidate (and so on).


Second-choice voting is an example of partial preferential voting, where voters have the option of selecting a “back-up” party or candidate. Both types of preferential voting could make it easier for smaller parties to get into parliament because voters could support smaller or newly established parties or candidates without fear their vote will not count in the make-up of parliament.


4.59 We acknowledge the strong support these options received from some submitters during consultation, particularly second-choice voting.
However, we remain wary of changes that would complicate the voting process. Adding complexity to how MMP works could be counterproductive, particularly if introduced at the same time as other changes. For these reasons, we think improvements to representation
are better realised by lowering the party vote threshold without adding additional complexity.


I was pleased that the spare vote idea was acknowledged, and that the report notes some of its many advantages.


The final paragraph above was not altogether surprising. The spare vote is an idea that has received little attention so far. I would have been surprised to have a new idea, however good, accepted on the strength of a small number of submissions to a review.


But the report seems very supportive of the idea and the report remarks on the simplicity of the ballot paper changes required. So I feel encouraged.


The report was released by the new Minister of Justice Paul Goldsmith, who stated that some recommendations were already ruled out. These included lowering the voting age to 16 and allowing the vote to all prisoners.

Details at

https://www.beehive.govt.nz/release/independent-electoral-review-final-report-released

It will be interesting to see which of the proposed changes garner enough support to be implemented.

Go to https://electoralreview.govt.nz/ for more details.

Visualizing the Spare Vote

Here is a visualisation of how the Spare votes replaces wasted votes with votes for qualitying parties. It is based on 2020 General Election results

See how the wasted votes at bottom left are al;ost all replaced by intentional votes for qualifying parties at the right.

Data on the left is from 2020 General Election results. The transfers are just guesses ro show how second choice works.

Mehr Demokratie conference 23.9.2023 Berlin

On Saturday 23 September 2023 the German democratic advocacy group Mehr Democratie is holding a Voting rights Conference https://www.mehr-demokratie.de in Berlin.

From the website I see that there is a demand to reduce the 5% threshold, which has become a greater barrier as other thresholds are being removed.

There is also a group pushing for the substitute vote (spare vote).

2023 Independent Electoral Review Interim Report

This post is about progress of the New Zealand Independent Electoral Review, as I have seen it and responded to it, up until 17 September 2023.

In June 2023 the review secretariat published an interim report. It was to be found at https://electoralreview.govt.nz/assets/PDF/IER-Interim-Report.pdf

It may also be found here IER-Interim-Report

Submissions were invited, and I sent this one 3717Submission3Hitchcock. This submission provides a good summary of the issues involved.

I was disappointed by the Interim Report regarding its discussion of the Second choice of party vote. The report inappropriately lumped my submission in with those advocating preferential voting. The second choice of party vote is not a form of preferential voting, because it involves only a second choice, it is a second choice of party vote, because it is very simple to implement, and because the results in each polling place are independent of each other except for needing to know which parties passed the national thresholds.

The second choice of party vote involves a second choice of party vote. The second choice is there to allow every voter to have a say in deciding the number of seats for each qualifying party. This is important because all voters should have equal voting rights.

My submission suggested that the final report should demonstrate an understanding of the issues driving consideration of changes.

Then there is the ‘Dual Level Voting’ name

That wikipedia enty has led me to Dualvoting.com, a site mainly in German but with the main page translated to English.

This site suggests the second choice of party vote. I suggests that the second choice might be dealt with by allowing voter to but an ‘x’ against their preferred party, and a ‘2’ against their second choice. Just a question of ballot design.

This site also points out that two choice voting is a form of two-round voting. It has the advantage over two rounds on different days, that people cannot change their mind between two rounds.

People are I think well used to the idea of second choices in many areas of life. They make it easy to give everyone a choice and be sure that everyone will get something they are happy enough with.

This idea of a second choice is also used for electing individuals, in a system called supplementary vote. It was used in the UK until recently for electing local authority mayors. It was changed to first past the post 2022. The change was justified because of a high level of invalid votes in one election (poor voting paper design?) and acccording to some because FPTP was thought to advantage the government party.

Is ‘Spare Vote’ like two-choice party voting

I have recently discovered Wikipedia an article at https://en.wikipedia.org/wiki/Spare_vote which seems to decribe two-choice party voting. I have copied most of it below in case it changes.

Spare vote is in effect another name for two-choice party voting.

It is incorrect in my view to suggest that this is a form of single transferable vote STV. The second choice of party vote as I propose exists to avoid the problems arising from discarding party votes for under-threshold parties. It is very much simpler and much more useful than inviting multiple preferences.

I took the following as comment relevant to my proposal:

  • The spare vote is for a second choice of political party, and this very different from STV.
  • The second vote comes into play only if the first choice party fails to pass threshold.
  • A voter should make sure that at least their second choice is for a party they consider certain enough to asss the threshold.
  • The idea was first proposed in the late 20th century in Germany. It is still being advanced there (mehr-demokratie.de). I understand that it got as far as being considered by the constitutional court and rejected as not necessary.
  • The article proposes two methods of counting spare votes. My proposal matches the first of these, the one-step procedure, which as the article observes, is very simple to count. The one-step procedure is easily implemented and achieves all that is needed.
  • Other discussion is unrelated to the two-choice party voting proposal.
  • The article tends to affirm the idea of the ‘spare’ vote which I have referred to as ‘two choice party voting’.

The Wikiedia article: Spare vote

The spare vote[1] is a version of single transferable voting applied to the ranking of parties, first proposed for elections in Germany in 2013.[2] This preferential party system is a ranked proportional representation electoral system applying to political parties instead of individual candidates. The spare vote refers to a secondary vote (preference) of the voter, which only comes into play if the first preference, the political party preferred by the voter, is below the electoral threshold. In Germany, there were draft laws for the spare vote system in Saarland,[3] Schleswig-Holstein[2][4][5] and Brandenburg[6] federal states, but they were not implemented.Background

Under party-list proportional representation with a threshold, the fraction of unrepresented votes due to the electoral threshold can reach up to 30% and represents a democratic deficit as measured by disproportionality. Despite this, a spare vote is not a feature in any list PR system in use as of this date. The German Federal Constitutional Court ruled that the electoral system is not required to have such a supplementary contingent vote feature.[7]

The term “spare vote” not only refers to the additional specification of a second preference but can also mean the electoral system working with a second preference as a whole. Not every second preference is a spare vote. Ranked voting systems differ in terms of their field of application, choice of party lists vs. choice of individuals. In particular, the following ranking procedures should be strictly distinguished from the spare vote:

The electoral threshold typical in party-list proportional representation and mixed-member proportional representation causes tactical voting and spoiler effects. Voters instead of casting their vote for a preferred party that presumably will fail to pass the electoral threshold tend to choose a less preferred party with a reliable chance of passing the electoral threshold. The security of the spare vote is intended to encourage voters to vote more honestly for their actually preferred party. On the ballot paper, the voter is given the opportunity to designate beside the first preference the spare vote, which becomes an effective vote only under the condition that the first preference fails to comply with the electoral threshold. To prevent that the spare vote falls below the electoral threshold as well, the voter should assign the spare vote to a party that is very likely to pass the electoral threshold. The spare vote continues to prevent the fragmentation of parliaments achieved by the electoral threshold.[8]

Variant

There are different methods for evaluating the spare votes:[9]

  • One-step procedure: All votes for parties that are below the electoral threshold according to the first preferences are discarded; in their place, the spare votes for these voters are counted. This is party list version of the contingent vote (if the voters may rank all parties) or supplementary vote (in case of just one spare vote).
  • Multi-round procedure: First the party with the least number of first preferences is eliminated, and the spare votes from its voters become effective. This is repeated until only parties that are above the electoral threshold are left. The benefit compared the one-step procedure is that some political parties could pass the electoral threshold only once spare votes become effective. This is the party list equivalent of the single transferable vote, which the quota being the electoral threshold.

Limiting the ranking of parties to two ranks allows a faster ballot counting procedure, where every electoral district reports only the counts of each party-pair. This procedure does not require all electoral districts to wait until the determination which parties have crossed the electoral threshold is finalized.[10] With more than two ranks of parties, the voters rank several spare votes/parties according to their preferences. In this process, a voter’s party vote is carried over until it either goes to a party that is above the electoral threshold or has passed through all of the voter’s stated preferences.

The spare vote can also be used in the proportional part of mixed electoral systems with electoral thresholds, and some mixed systems operate on the basis of an indirect spare party vote (mixed single vote) to reuse the candidates that did not receive a direct mandate in favour of the party list they are affiliated with. The second vote under mixed-member proportional systems may be considered a direct spare vote for a party, but not relating to the electoral threshold, but for the case when a voters favourite local candidate does not win in their district. This is also the case for the party list preference in the mixed ballot transferable vote (MBTV), which is may also use a ranked ballot capable of functioning a contingent party vote if combined with an electoral threshold. It is also the mixed equivalent of the spare vote (and STV, the non-partisan equivalent of the spare vote), meaning the spare vote is used in a two-tier election, and the spare vote is used on the upper (party-list) tier only if it would be wasted on the lower (candidate-based) tier. The process is the same as under the positive vote transfer mechanism of the mixed single vote (MSV), except under MSV, voters do not get to choose their party preference, it is defined by the candidate vote.

The modified d’Hondt electoral system[11] is another preferential party system, which allows to rank parties. It is a variant of single transferable voting, where an electoral threshold for parties is applied. I have applied strikethrough because I think this papagraph seems unrelated, being about a historic ystem briefly used in Australian STV.